Broker/Dealers

2013 Approved Broker/Dealers

Each year, the City of Chicago Treasurer’s Office solicits bids from broker/dealers with offices located in Chicago to perform services for the City. Upon review of the bid packages, the Office selects the firms with the top proposals to serve in the year’s bank of approved broker/dealers.

The 2013 Approved Broker/Dealers are:

Andes Capital Group
Bank of America Merrill Lynch
Blaylock Robert Van LLC
BMO Capital Markets Corporation
BNY Capital Markets, LLC
CastleOak Securities
Citigroup Global Markets Inc.
D.A. Davidson & Company
Drexel Hamilton, LLC
J.P. Morgan Securities LLC
Great Pacific Securities
Loop Capital Markets
Mesirow Financial, Inc.
M.R. Beal & Company
Northern Trust Securities, Inc
Raymond James & Associates, Inc.
Rice Financial Products Company
Siebert Capital Markets
Stifel, Nicolaus & Company
The Williams Capital Group, L.P.